) before approving an account opening to ensure that the client is legally capable for executing legal acts with digital asset business operators, and review the KYC to ensure that the client’s information
audit engagement as a group auditor for a group of companies that had an associated company operating overseas. This associated company was audited by a local auditor whose audit works were documented in
company shall provide a reservation of information and computer system of the securities company which is capable of supporting the business operation continuously, efficiently and up to date. Clause 9. The
correctly. Clause 8. The securities company shall provide a reservation of information and computer system of the securities company which is capable of supporting the business operation continuously
: Website: Contact person: Email: CIS operator is under the supervision of: Name of local representative: Contact person: Email: Name of local intermediary: Contact person: Email: Warnings: An investor
, suppliers and partners. More listed businesses in each province will benefit the growth of Thai capital market and economy. The Project participants have become change agents to raise awareness among local
Experience1 List of Required Examinations2 Investment Analysis on Derivatives Related Rules on Investment Analysis 1 Obtained a bachelor’s degree. Local or foreign organization for a total period of at least 2
SECURITIES AND EXCHANGE COMMISSION, THAILAND ANNUAL REPORT 2014ANNUAL REPORT 2014 CONTACT INFORMATION This report can be downloaded from www.sec.or.th For more information about this report, please contact: SECURITIES AND EXCHANGE COMMISSION, THAILAND 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak, Bangkok, Thailand 10900 Tel. 1207 or +66 2695 9999 e-mail: info@sec.or.th This 2014 Annual Report is about policies, strategies and performance of the SEC. We aim to supervise and develop the Thai...
local authorities and the private sector, consisting of the mayor of Khon Kaen Municipality, mayor of Tha Phra Municipality, Khon Kaen Chamber of Commerce Chairman, Khon Kaen Industry Council Deputy
company relationships with stakeholders such as employees, suppliers, customers, local communities and the environment as a whole. First initiated at the founding of the ICGN in 1995, this is the fourth