hearing แก้เกณฑ์มาตรฐานการประกอบธุรกิจ_อกธ.3-2558 เอกสารรับฟังความคิดเห็น เลขที อกธ. 3 /2558 เรือง การแก้ไขหลกัเกณฑ์เกียวกบัมาตรฐานการประกอบธุรกจิ จัดทาํโดย สํานักงานคณะกรรมการกาํกับหลกัทรัพย์และตลาด
Bangkok, 13 November 2017 ? In response to the Ministry of Finance's request, the SEC is conducting another public hearing on the draft amendment to the Securities and Exchange Act B.E. 2535 (1992
Bangkok, June 16, 2015 ? The SEC is seeking public comment on the draft regulations to be issued under Section 152 of the Derivatives Act B.E. 2546 (2003) on payment of bounty to the informer. Under the Act, the SEC has the power to give the informer a bounty in the amount up to 30% of the fine, paid by the wrongdoer to the court for commissioning the offences of market manipulation, cornering, dumping or controlling in connection with underlying goods of derivatives contracts and insider tradin...
Bangkok, May 15, 2015 ?The SEC is seeking public comment on revisions of rules for securities and derivatives business operators in the areas of fiduciary duties, organization structure, operating system and personnel. The proposed revision is to introduce a compilation of rules, at present, stipulated in a number of regulations; for instance, rules and conditions concerning business undertaking and operating system with a view to applying the same and consistent standards to all types of busine...
Bangkok, February 13, 2015 ?Current regulations prescribe that a mutual fund must be dissolved if more than two-third of all the units sold were redeemed. The rationale behind the said regulations is that such redemption may cause liquidity problem to the mutual fund and thus affects other unitholders. For, funds of funds and feeder funds investing in large overseas funds, however, the redemption may not bring about liquidity problem and the funds? inability to appropriately sell their assets. T...
/hearing. Stakeholders and interested parties are welcome to submit comments and recommendations via the website, or email: insec@sec.or.th. The public hearing ends on 15 November 2019
responsible business, (3) maintaining good corporate citizenship, and (4) promoting resilience to various risk factors and changes.The consultation paper is available at www.sec.or.th/hearing. Stakeholders and
www.sec.or.th/hearing. Stakeholders and interested parties are welcome to submit comments through the website, or facsimile at 0-2695-9666 or email: sopita@sec.or.th or napaporn@sec.or.th.The public hearing ends
into force on 1 January 2017. The consultation paper is available at www.sec.or.th/hearing. Stakeholders and interested parties are welcome to submit comments through the website, or facsimile at 0-2263