on leadership responsibilities accordingly. 2. Ethical requirements When audit firms strictly follow ethical best practices and take actions to resolve any issues of non-compliance, it is to be
in auditing and reviewing its 2014 and Q1/2015 financial statements where the auditor expressed qualified opinions due to limitation on scope of audit imposed by the company management. EIC must submit
empower the derivatives exchange to take the actions on derivatives trading executed by members for themselves or for their clients: (a) suspend derivatives trading unless such trading is for closing out
time or a period of time in the future as set out in the contract is paid to the buyer. Otherwise the Client may choose to make or take delivery of the underlying asset (physical delivery) where it will
ออก หลักทรัพยเฉพาะกรณีหลักทรัพยท่ีไมมีประกัน C. Guarantees ม.70 (3) ทรัพยสินหรือหลักประกันอ่ืนท่ีเปนประกันการออก หลักทรัพย (ถามี) D. Liens * E. Subordination and Limitation of Rights * F. Default
Business Development, Ministry of Commerce, shall be authorized to make a change of and an addition to wordings in order to comply with the order of the registrar as well as carry out any necessary or
to the public in Hong Kong: (a) the Thai Covered Fund shall meet the eligibility requirements in accordance with this circular and comply with all of the applicable requirements set out in this
responsibilities. 3. The UK Corporate Governance Code identifies the principles that underlie an effective board. The UK Stewardship Code sets out the principles of effective stewardship by investors. In so doing
from the date the unit price is found incorrect until the date on which the unit price is correct, and shall take the following actions only on such particular dates on which the difference between the
from the date the unit price is found incorrect until the date on which the unit price is correct, and shall take the following actions only on such particular dates on which the difference between the