notification of the Securities and Exchange Commission Re: Requirements for securities companies to handle customer’s compliant; (2) the investment management system which has clear procedures and methods of

Exchange Commission Re: Requirements for securities companies to handle customer’s compliant; (2) the investment management system which has clear procedures and methods of operation before and after

in the notification of the Securities and Exchange Commission Re: Requirements for securities companies to handle customer’s compliant; (2) the investment management system which has clear procedures

at least. [M] · Providing consistently an inspection of operational recording of user . [A] · Providing a preventing measure for alteration of other record and limitation of right for only concerned

operational recording of user. [A] o Providing a preventing measure for alteration of other record and limitation of right for only concerned person to access to the record. [M] (Translation) -12- Change

as the "Hot Line" to handle public inquiries in certain circumstances. In 2007, the SEC Help Center received 2,219 inquiries and 378 complaints. The most frequent issues of complaint were those in

association with any registered public accounting firm; (C) temporary or permanent limitation on the activities, functions, or operations of such firm or person (other than in connection with required

is no limitation of reimbursement. So this item is shown as Cash and cash equivalent. Trade and other receivables increased by 389.7 MB, representing an increase of 29.3% since during Q1-2017 the

period within 3 months and there is no limitation of reimbursement. So this item is shown as Cash and cash equivalent. Trade and other receivables increased by 625.7 MB, representing an increase of 47.0

– Trading Securities decrease in Q4-2016 representing a decrease of 25.2 MB or 100% because all securities the Company invested have repayment period within 3 months and there is no limitation of