unlicensed business operators at the exhibition. Failure to cooperate could lead to being considered as a supporter to commission of offenses. Concurrently, the SEC urges the public and investors to exercise
ที่จะกำหนดห้ามที่ปรึกษาทางการเงินและผู้จัดจำหน่ายหลักทรัพย์ ที่มีส่วนร่วมในการกำหนดราคาในการเสนอขายหุ้น (lead underwriter) ซื้อหรือขายหุ้นที่ตนรับเป็น ที่ปรึกษาทางการเงินหรือจัดจำหน่ายในช่วง 30 วันนับ
behalf or sell such assets and transfer the sale money to the foreign regulator. It is foreseeable that if such principle is accepted, it will lead to relevant regulatory amendments in several member
? financial position. Besides, such kind of loans could be related to money laundering and lead to inappropriate securities trading activities.? ?Part of the problem is in relation to credit lines given by
listed companies in the same group; and (6) The Company shall report the resignation or termination of its audit committee to the Stock Exchange immediately. To allow the Company a compliance lead
the Thai and South Korean capital markets. The SEC trusts that cooperation among market regulators will lead to cooperation among private sectors. This means more opportunities for expansion of Thai
, which will lead to the improvement of the audit oversight in Thailand” SEC gives priority to audit quality which is an essential factor to raise the credibility of the financial
in 56-1 One Report or they aspire to promote their disclosure level to catch up with the international standards and aim to lead their business to the sustainable growth.” said General-Secretary of