14th Money Expo Chiang Mai 2019 at the Chiang Mai Hall, Central Plaza Chiang Mai Airport. SEC was with the responsibility to provide basic knowledge on the capital market and digital assets, to
. Furthermore, the SEC shared knowledge and insights on new developments related to the financial reporting preparation to promote relevant stakeholders’ up-to-date knowledge and understanding of the latest
- Expanding knowledge of staff The SEC pays special attention to the regular development of capacity and knowledge for its staff. This is to ensure that they have sufficient professional knowledge to discharge
commitees, securities analysts and investors.?We expect that this latest collaboration with the FAP will provide more knowledge and understanding of the new auditor?s report criteria and encourage auditors
ecosystem to ensure that investors have sufficient knowledge and understanding of the subordinated perpetual bond by (1) revising the risk acknowledgment form for clearer and easier presentation including
สิ่งที่ส่งมาด้วย 3_ตัวอย่างแบบฟอร์มการประเมินความรู้ความสามารถในการลงทุน (knowledge assessment) สำหรับการลงทุนในผลิตภัณฑ์ในตลาดทุนที่มีความเสี่ยงสูงหรือมีความซับซ้อน
become capable of giving advice on saving and investment choices that are suitable for their clients’ needs and risk profiles. The banks have also consistently promoted public knowledge and understanding
, employs a proper internal control system, and establishes an efficient and effective risk management system. To perform such roles, the audit committee, therefore, needs adequate knowledge and understanding
institutes. In addition, SEC is collaborating with Thailand Securities Institute (TSI) in promoting alternative approaches to delivering knowledge and skill training courses to trainees anytime, anywhere
including ensuring that business partners have implemented sustainable and values-based business policies and procedures. (4) Responsibilities to the community by applying business knowledge and experience