whose home regulator has already established equivilent rules on reporting of securities holding of directors, executives and auditors of issuing companies would be exempted from the SEC rules in this
recently been issued. Essentially, an equity issuing company is required to comply with the following provisions: (1) the equity to be allocated to various persons must be segregated clearly based on the
"), used Miss Rinnapa Kunawatsatit's securities trading account to purchase NPP shares and NPP-W1 by utilizing the non-public information about increasing NPP's equity by issuing new 544.09
shall perform only the following duties: (1) acceptance of request from customer to open an account so as to forward the request to a branch office or head office for approval; (2) acceptance of purchase
account so as to forward the request to a branch office or head office for approval; (2) acceptance of purchase and sales orders for investment units including acceptance of payment for subscription or
organization ; (3) unit or organization of foreign government, international organization and juristic person under law of foreign jurisdiction; (4) juristic person established by specific law; and (5) issuing
organization of foreign government, international organization and juristic person under law of foreign jurisdiction; (4) juristic person established by specific law; and (5) issuing entity established in any
2,933 -55.10 Employee benefit obligations 907 592 +53.21 Shot-term provisions 1,319 1,617 -18.43 Tax losses carried forward 1,172 1,172 0 Others 413 452 -8.63 Total 6,087 7,674 -20.68 -9- Income tax
established by specific law; and (5) issuing entity established in any other forms as specified in the notification of the SEC. "securities company" means any company, or financial institution licensed to
incorporate measurable forward-looking sustainability key performance indicators and sustainable performance targets into the financial and/or structural characteristics of bonds that are aligned with all five