Qualifications Related Work Experiences Required Examinations Securities Investment Analysis Related Rules on Investment Analysis Person approved or registered to perform duties in the same manner as ASEAN

were sufficient and effective as a quality control measure. In today’s complex business environment and with even more complicated business transactions, sufficient supervision by highly experienced

potential performance and risks (e.g. hedge funds, hybrid securities, structured products, investment units of a mutual fund of which the returns calculation is made in a complicated way (complex return fund

permissible products are more complicated, risky and similar to those AIs have been allowed to invest domestically such as unrated bond and foreign sukuk. Moreover, all investors will have more investment

the Capital Market (Normal) I hereby attach the supporting documents required by the Securities and Exchange Commission Office (“SEC Office”) and confirm my willingness to provide any other information

passenger transport) or per tonne-km (for freight) basis. This allows all modes of transport to be compared and qualify should the assets meet the required standard. The primary objective is to ensure that

of credit risk to comply with international standards. Besides, pre-approval requirement for investment in SN will be removed.In addition, the funds investing in complex derivatives and SN will be

, SEC has required business operators which provide services exclusively through online outlets to sell only non-complex investment funds.  

Office Complex Building 2, 195/11 Rachadapisek Road, Klongtoey, Bangkok 10110 Tel. 02-264 0870 Fax 02-264 0871 – 2 www.thai-iod.com © 2007 Thai Institute of Directors Association All right reserved Any

effective cybersecurity plans.  SEC Secretary-General Rapee Sucharitakul said: ?Cyber threats are evolving very fast and becoming more complicated. Preventive measures alone may not be enough. It is therefore