Questionnaire No. Particulars Firm's Reference /Guidance Notes Description 1 Does the audit firm design and implement the risk assesment process that includes the identification of quality objectives
The Securities and Exchange Commission, Thailand (SEC Thailand) today co-organizes a webinar with the CFA Institute and the CFA Society Thailand on “Guidelines for ESG Integration in Equity Analysis
Slide 1 Geopolitical Risk and Firm Value: Evidence from Emerging Markets SEC Capital Market Symposium 2023 29th November 2023 Sasin Pringpong Sakkakom Maneenop Anutchanat Jaroenjitrkam Disclaimer
PowerPoint Presentation Third Quarter 2022 ESG Integration in Fixed Income Prepared for UN PRI & SEC Thailand September 2022 For Institutional/Investment Professional Use Only. Not for distribution
Assurance Review Panel (“QARP”) 5 02 Activities for enhancing audit quality 10 03 Summary of inspection results 15 A. Firm level 16 B. Engagement level 28 04 Root cause analysis 38 05 Our focus for 2015 41 06
Certification of audit firm leader Date……..Month………….Year………… Dear Secretary – General of the Securities and Exchange Commission I, Mr./Mrs./Miss………………………………………………….… (leader’s name), the leader of
งานนำเสนอ PowerPoint Do Audit Firms’ Tarnished Reputations Influence Audit Firm Changes? Weerapong Kitiwong Naruanard Sarapaivanich Erboon Ekasingh Department of Accounting, Faculty of Business
ควรทำอย่างไร ผู ้ประกอบธุรกิจฯ ควรเปิดเผยข้อมูลและเหตุผลให้ผู ้ลงทุนทราบ โดยอาจเปิดเผยในระดับบริษัท (firm-level) หรือระดับกองทุน (fund- level) ก็ได้ นอกจากนี้ ผู ้ประกอบธุรกิจฯ ควรเก็บเอกสารหลักฐาน ใน
an opinion on audit reports; 2.2 being affiliated with an audit firm that has an audit quality control system and the required number of personnel; 2.3 meeting other requirements, e.x., not having
Sustainable 1 Ms. Sisi Liu, Senior ESG Integration Analyst, HSBC Global Asset Management วิทยากรผู้ดำเนินรายการ : Dr. David von Eiff, Director, Institutional Partnerships, CFA Institute Panel 2 : Tackling