agreement on custody of clients’ assets, which indicates the rights, duties and responsibilities of both parties. In any case, such contract or agreement shall not have any statement denying or limiting the
สารสนเทศข่าว มติ BOD 5-60 Final 20171126 En No. NDR013/2017 Subject Resolution of the Board of Directors’ Meeting To President The Stock Exchange of Thailand Enclosure 1. Information Memorandum on 2. Information Memorandum regarding the offering of the newly issued ordinary shares to specific investors (Private Placement) 3. Capital Increase Report Form (F53 N.D. Rubber Public Company Limited (“ No.5/2017 held on November26, 2017 which has the material resolutions as follows 1. Approved to propo...
the registration statement indicates that a statement or report included in it can be attributed to such an Expert, the person’s name, business address and qualifications shall be disclosed. The
A CRA should ensure that sufficient employees and financial resources are allocated to monitoring and updating all its credit ratings. Except for a credit rating that clearly indicates it does not
indicates inappropriateness to be personnel in the capital market business or director of the derivatives exchange or the derivatives clearing house. Clause 37 The SEC Office, by obtaining an endorsement from
offering indicates whether or not the selling security holders intend to resell all or a large portion of their interests in that class of securities through the offering. VI. TAXATION 1. Provide information
, 2018, to be submitted to the Annual General Meeting of Shareholders for the year 2018 on April 10, 2018 8. projections for the current year (if any) which indicates the assumption of the business
demeanors; (5) other demeanors of the person under deliberation which benefit or impede the proceeding of the SEC Office; (6) record or any other past demeanor which indicates inappropriateness to be a
Office; (6) record or any other past demeanor which indicates inappropriateness to be personnel in the capital market business or director of the derivatives exchange or the derivatives clearing house
credit ratings. Except for a credit rating that clearly indicates it does not entail ongoing surveillance, once a credit rating is published, the CRA should monitor the credit rating on an ongoing basis by