key qualifications as follows: (1) a Thai company as a limited company or a listed company; (2) the required amount of a registered capital; (3) well-preparedness in work systems, financial status
SEC within 90 days (within 14 August 2018) to continue their business until an order to discontinue their businesses is given. Earlier, SEC disclosed the names of seven digital asset business operators
signatories for the benefit of clients in choosing Asset Managers. Other Institutional Investors who are not regulated by the SEC, and who follow the I Code, are also encouraged to notify the SEC with the
association relating to securities businesses with the objectives of promoting the operation of securities businesses by the virtue of provisions under the Securities and Exchange Act B.E 2535 only. In so
intermediaries to sell the products in renowned markets; China, Japan and Korea, for example, while the cooperation with the European Union (EU) has been established to allow offer for sale of units of Thai mutual
already obtained their respective licenses while others are in the application process. They each deploy different data types and structures in their business operation. The SEC is therefore proposing draft
confirmation documents to make sure that they are truly issued by the banks or the asset management companies in charge, and to update their fund books (if any) in the following business day to prevent damage
of the aforesaid businesses are as follows: ( 1 ) In the case of “ digital asset investment consultant, ” giving advice on digital asset investment or quoting digital asset value, and in the case of
with the offering price lower than 90 percent of the market price, to a specific investor or group of investors whether in private or public. Calculations of the offering price Shares
. Available. Registration with the ThaiBMA - Only long-term bonds. Only long-term bonds. Only long-term bonds. Ratings - - - Required. [1] This means persons who are related to the issuer in terms of