, which may lead to imprisonment from 5 to 10 years and a double fine based on the asset value or the benefit received from violation of such sections, as the case may be, but in any case not less than

500,000 baht. In case of fraud, they are liable to imprisonment of up to 5 years or a fine up to the double amount of damages or benefits received but not less than 1 million baht, or both.As for the issue

complaint filed by the SEC Office; or having been subject to any legal proceeding following the criminal complaint initiated by the SEC Office; or having been sentenced to imprisonment by the court’s final

initiated by the SEC Office or having been sentenced to imprisonment by the court’s final judgment following the criminal complaint initiated by the SEC Office regardless of with or without the court’s order

reduced the punishments by half, resulting in the defendants to pay a fine of 20,000 baht each while {C} and {D} were also sentenced to a six-month imprisonment. The jail term, however, was suspended for

, Section 86, Section 91, Section 352, Section 353 and Section 354 of the Penal Code. Each case may be subject to imprisonment from five to 10 years and a fine from 500,000 baht to 1 million baht. The SEC has

(Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as both Houses of Parliam...

been sentenced to imprisonment by the court’s final judgment following the criminal complaint initiated by the SEC Office regardless of with or without the court’s order of suspension of sentence, except

sentenced to imprisonment by the court's final judgment except in the cases where the term of imprisonment or the suspension of sentence has lapsed for a period of not less than 3 years in connection with the

), and Section 16 in conjunction with Section 125 of the Derivatives Act B.E. 2546 (2003). 9 For securities businesses, the penalties include imprisonment for a term of two to five years and a fine from