· Checklists https://www.sec.or.th/EN/Documents/Auditor/documentation.doc Section 96 of the following manners, for which the SEC shall specify the paid-up registered capital of at least one hundred million baht
, for which the SEC shall specify the paid-up registered capital of at least one hundred million baht: (1) Keeping the client’s assets in its possession ; (2) Investing in or https://publish.sec.or.th/nrs
any of the following investors: (1) a juristic person having any of the following characteristics: (a) having shareholders’ equity in the amount of two hundred million baht or more, according to the
juristic person having any of the following characteristics: (a) having shareholders’ equity in the amount of two hundred million baht or more, according to the audited financial statements for the most
shall refer to any of the following investors: (1) a juristic person having any of the following characteristics: (a) having shareholders’ equity in the amount of two hundred million baht or more
gold derivatives brokerage business upon meeting the following requirements: (1) Having paid-up registered capital of no less than one hundred million (100,000,000) baht; (2) There being no event which
be granted a license to undertake gold derivatives brokerage business upon meeting the following requirements: (1) Having paid-up registered capital of no less than one hundred million (100,000,000
of the fiscal year. SECTION 31/1.4 The SEC Office shall prepare and submit the annual report on its financial condition and business operation to the Minister within one hundred and twenty days from
financial position and performance Consolidated financial statements (Unit: Lakhs or INR one hundred thousand) Consolidated financial statements (Unit: Baht million) 31 Mar 17 31 Mar 16 31 Mar 17 31 Mar 16