investor access to information prepared by professionals with understanding of foreign products for investment decision-making. With respect to movement to a host country, professionals approved by the
), managed funds with complex non-standard or non-linear payoffs). 7 (3) The Recognised Representative will not be permitted to perform the following activities in the Host Jurisdiction: (i) giving advice to
host this important event, following the first time in 2013.
MENA Catalysts), Ola Doudin, Co-Founder & CEO of BitOasis, and Michelle Ritter, Founder & CEO of Steel Perlot Management. Edie Lush, Executive Producer & Co-Host of Global GoalsCast, was the moderator
SEC Secretary-General Ruenvadee Suwanmongkol said: “As a capital market regulator, SEC Thailand is very pleased to host this year IOSCO APRC Meeting according to the resolution of the IOSCO APRC
other’s fund standards. In this connection, the SEC has issued regulations for such cross-border offerings of funds under HK-TH MRF. Essentially, a fund to be offered to retail investors in the host country
public offerings from the home country will be eligible for public offerings in the host country under the HK-TH MRF if the mutual fund complies with the relevant qualification requirements of the home
ขายแก่ผู้ลงทุนทั่วไปในอีกประเทศหนึ่ง (host country) ผ่านตัวแทนขายหน่วยลงทุนที่ได้รับอนุญาตใน host country ต้องได้รับอนุมัติจัดตั้งและเสนอขายเป็นการทั่วไปจากประเทศที่กองทุนรวมนั้นจัดตั้งขึ้น (home
The SEC as a host, in association with audit regulatory agencies of Malaysia, Singapore, Indonesia, and the Philippines (AARG members), organized the 10th AARG Annual Meeting with Audit Firms on 15