false statement/ Dissenimation of false or misleading information 1 5 5,000,000.00 - 153,310.00 - - Market manipulation 3 6 83,000,000.00 131,227.00 48,638.00 2 15 Insider trading / Disclose inside
following cases currently under the consideration of the SEC Office: 1. dishonest act or gross negligence; 2. disclosure or dissemination of information or a false statement that may be misleading or
prevent such conflict]. Additionally, the process to handle for keeping the best interest of the REIT or the unit holders, as a whole, when a conflict of interest has been happened, is required; (3) a
Asset Management Co., Ltd.), has committed an offense with dishonest intent and obtained unlawful gains for himself or another person by authorizing a mutual fund of Solaris Asset Management Co., Ltd. to
แบบแสดงรายการข้อมูลการเสนอขายหลักทรัพย์ (UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force, and that this English translation is strictly for reference. 2 Registration Statement for Securities Offering (Form 69-1) Company: .......... (Name of Securities Offeror) ….....… Offers for Sale ....................................................................................................................................................... .................
; (3) make a clarification in order that investors will receive information that is complete, accurate and true, or not misleading; (4) act or not to act in a certain way within a specified period for
decoration equipment from Budget Ltd. and New Tique Ltd. in order to conceal expenses. It led to decrease of loss in the financial statements for Q1-Q2/2003 of DAIDO, thereby misleading DAIDO’s shareholders or
(RPC) that may be materially misleading about JCKH and RPC in such a manner that is likely to affect the price of JCKH and RPC shares or decision making on JCKH and RPC shares investment. Moreover, Mr
confirmed. The statement of Dr. Boon may be materially misleading about the business operation, or any other information related to THG in such manner that is likely to have an effect on the price of THG
misleading about financial condition, business operation, the price of securities statement related to 12 listed companies that are AEC Securities Public Company Limited ("AEC"), B.Grim Power Public