> Management of Mutual Fund > Fund managers Regulations SHARE : Detail Content Management of Mutual Fund 2. Fund managers 2.1 In managing a mutual fund, the mutual fund management company will appoint a
> Management of Mutual Fund > Investment in funds under the same mutual fund management company Regulations SHARE : Detail Content Management of Mutual Fund 29. Investment in funds under the same mutual fund
Mutual Fund > Additional rules for long term funds (LTFs) Regulations SHARE : Detail Content Management of Mutual Fund 25. Additional rules for long term funds (LTFs) (1) The mutual fund management
> Management of Mutual Fund > Authority of the SEC Regulations SHARE : Detail Content Management of Mutual Fund 1. Authority of the SEC To ensure that the management of a mutual fund is in accordance with
Fund > Management of Mutual Fund > Exercise of voting rights in a shareholders’ meeting Regulations SHARE : Detail Content Management of Mutual Fund 16. Exercise of voting rights in a shareholders
of Mutual Fund > Relaxation of rules Regulations SHARE : Detail Content Management of Mutual Fund 20. Relaxation of rules A mutual fund management company may request the SEC's for relaxation of the
to verify the transactions. This raised doubt whether such transactions were executed as truly intended by the clients. In addition, a certain share transfer from a client account was found to be
clients. In addition, a certain share transfer from a client account was found to be suspicious and defective in many aspects. For example, (a) the investment consultant who affixed the signature in the
> Establishment of Mutual Funds > Filing an application Regulations SHARE : Detail Content Establishment of Mutual Funds 1. Filing an application A mutual fund management company may submit an application
> Establishment of Mutual Funds > Filing an application Regulations SHARE : Detail Content Establishment of Mutual Funds 1. Filing an application A mutual fund management company may submit an application