. 62/2552 Determination for Securities Companies to Proceed with Customer Complaints 03/08/2009 01/09/2009 6. Notification of Capital Market Supervisory Board 63/2552 Rules, Conditions and Procedures
(website) Complaints and Information Data Subject Rights Service SHARE : ContactUs
directors; following up and inspecting their performance A Right in Filing Complaints and Lawsuits In case a shareholder is affected by misconduct of a director or a management executive, the s hareholder
securities issuing company or listed company under the SEA.In addition, the SEC is examining other issues of public and stakeholders? complaints regarding whether the duty performance of current and former
? assets and using a client's trading account to trade securities for his own interest.Following Apple Wealth's inspection report related to clients? complaints against Sakkarin and the SEC's further
Following POLAR shareholders? complaints and the SEC's further investigation, it was found that POLAR, led by Yanakorn as director and chief executive officer and Poonsak as director and chief
four other co-principals, whom the SEC had filed complaints against, to manipulate the price and trading volume of UMI shares by trading such shares continuously in concealment through several trading
crisis at IFEC. He has also failed to carry out his duty for the benefit of IFEC and its shareholders. There have been many complaints against Mr. Suphanan, alleging that his behaviors have damaged both
investment consultant, the SEC received complaints from several clients of Bualuang Securities Public Company Limited and conducted further investigation which revealed that {A}, a capital market investment
The revocation followed Apple Wealth Securities’ inspection report regarding three clients’ complaints against Nutnicha and the SEC’s further investigation, which revealed Nutnicha’s misconduct as