governing approval for auditor” means the Notification of the Office of the Securities and Exchange Commission governing approval for auditor issued under the Securities and Exchange Act B.E. 2535 (1992
juristic person licensed to undertake derivatives exchange; “derivatives clearing house” means a juristic person licensed to undertake derivatives clearing house; “Notification governing approval for auditor
derivatives clearing house; “Notification governing approval for auditor” means the Notification of the Office of the Securities and Exchange Commission governing approval for auditor issued under the
amended regulations governing supervision of initial coin offering (ICO) with real estate underlying or real estate income stream (real estate-backed ICO) have become effective as from 1 March 2021. The SEC
Bangkok, May 12, 2015 ? The SEC published 2014 Independent Audit Inspection Activities Report covering inspection of 12 audit firms and working papers of 46 approved capital market auditors. The
issues.?Nowadays, only 219 companies have issued bonds, comprising 124 listed and 95 non-listed firms. Bond issuance could help diversify fund raising for cost restructuring while interest rates are low
Real estate-backed ICO is in the form of fundraising and benefit generation similar to REIT. However, the regulations governing real estate-backed ICO with regard to investor protection mechanism
Kuala Lumpur, 22 February 2017 ? Four ASEAN audit regulators and Big-Four audit firms in the region have collectively agreed on a measurable goal to improve audit quality. This initiative was
, that audit quality will not be compromised as the SEC will require both groups of auditors to work for audit firms that perform and equip with quality assurance system in compliance with professional
Bangkok, February 23, 2015 ? The SEC is seeking public comment on proposed revision of rules governing operational control and information technology (IT) security of the securities companies and