governance” involves relationship and other arrangements to ensure that intended outcomes of the company are defined and achieved. For corporate governance purposes, the board’s roles and responsibilities
-licensed asset management companies that are responsible for managing funds on behalf of their clients and Asset Owners through an investment mandate and generate returns for them. Asset Owners
Help Center is a one-stop service center for public inquiries and complaints pertaining to licensed businesses and entities in the Thai capital market. Our services include provision of information and
submitted. For example, some respondents proposed that a red list of activities be created, and the scope of Thailand Taxonomy be expanded to cover other economic activities (i.e., manufacturing and
, and some also suggested that the timeframe for the preparation and disclosure of PVD factsheet should be consistent in practice across all asset management companies (AMC). The SEC has taken the
committee provides a great forum for the SEC to share the challenges facing Thailand in complying with international standards with relevant parties in the Thai capital market. More details on Policy
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prepared in accordance with the format and contents provided herein . On-going requirements of CIS Operator The followings are on-going requirements for CIS Operator who makes offerings of either
operation of the securities businesses. At present, three associations related to the securities business are as following: The Thai Bond Market Association The Association of Thai Securities Companies The