, and an adjudication of the court of justice, respectively. In this regard, the SEC will monitor progresses in the legal proceedings and will cooperate fully with relevant agencies to support legal

specifies that digital asset business operators establish measures for controlling and keeping clients’ digital assets securely or deposit clients’ digital assets with a third party custodian who is fully

the company had made investments in the LEONI Kabel GmbH and LEONIsche Holding Inc., even though the investments in those entities were not fully completed and it appeared later that after STARK had

when in fact GGC received only partial or no delivery of the raw materials. Nevertheless, it was recorded in the company’s accounting system that the raw materials were fully delivered. In addition

the execution of electronic transactions which would be deemed as fully legitimate as normal transactions, for example, transactions related to businesses under the SEC supervision, subscription

and reliable details of business plans, products, platforms or working team. The SEC therefore strongly urges the interested public to become fully aware of the related risks, and contact properly

conditions under the contract made with the responsible securities company. Thus, investors should be fully aware of risks associated with such specific type of trading

Section 86 of the Criminal Code. The Civil Sanction Committee decided to impose civil sanction on both offenders, who subsequently made a statement of consent to the civil sanction and fully complied

private funds, or investment advisors, which are fully qualified and ready to provide services, may apply for SEC’s approval to become the wealth advisor. There are currently over 40 operators interested

a statement of consent to the civil sanction and fully complied therewith, as follows: (1) Pinit paid a civil penalty of 880,312.50 baht and a compensation of 704,250 baht for the received benefit