extension of AGM holding of property funds, infrastructure funds and REITs, or a permission to use other alternative measures. In any case, being unable to comply with the AGM Checklist due to the COVID-19
resolved to approve the generation of alternative income channels and the reduction of expenses as follows:(1) To enhance the securities companies’ ability in managing liquidity, it is approved in
institutes. In addition, SEC is collaborating with Thailand Securities Institute (TSI) in promoting alternative approaches to delivering knowledge and skill training courses to trainees anytime, anywhere
Secretary-General said, ?The Capital Market Supervisory Board recently approved the regulations on REIT bond offerings. Expected to become effective soon, the new regulations will provide an alternative
in corporate form (PE company). The introduction of PE trust aimed at increasing PE growth and enhancing use of trust for transactions in the capital market. PE trust will be an alternative fund
Activity report 2017En CAPITAL MARKET FOR ALL INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2017 INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2017 Executive Summary Quality Assurance Review Panel Activities for Enhancing Financial Reporting Quality Framework and Focuses in 2018 Root Cause Analysis Summary of Audit Inspection Results A. Firm Level B. Engagement Level Essential Statistics 49 4412 46 0402 07 Contents Executive Summary The capital market is a fundamental component in driving Thai...
: International standards on Auditing iSQC: International standard on Quality control KPi: key performance indicators mAi: market for Alternative Investment md: managing director; in practice, ceo is generally used
issues and accounting transactions completely. In various cases, inspection on auditors’ workpapers led to in-depth inspection concerning fraud and accounting fabrication of listed companies. Following the
: Case 1: Committing a fraud by misappropriating IEC assets through a purchase transaction of IEC Sakaeo 1 Co., Ltd. (SK1) shares at the amount of 345 million baht. Suthin and Charuwan sold the shares and
their own financial well-being beyond retirement.?Additionally, the SEC will continue to promote alternative fundraising methods for small-sized enterprises and startups that use technologies to manage