derivatives broker to be approved to establish a branch office in foreign countries according to Clause 11 shall possess the following qualifications: (1) possess the qualifications as prescribed in Clause 4(1
procedures set out in electronic system of the Office. Clause 12. The derivatives broker to be approved to establish a branch office in foreign countries according to Clause 11 shall possess the following
integration; (iii) Ethical and faith-based investing; (iv) Impact investing; (v) Negative screening; (vi) Positive screening; (vii) Thematic investing; และ (viii) กลยุทธ์การลงทุนอื่น ๆ ตามหลักสากล 10 มาตรฐาน
for foreign investors or the exempted person under Section 103(7) or (8)(b) or (c) of the Securities and Exchange Act B.E. 2535 (1992). Clause 4. An executive of any securities company shall not possess
securities company shall not possess any prohibited characteristics as specified in the Notification of the Securities and Exchange Commission on prohibited characteristics of securities business personnel
securities company shall not possess any prohibited characteristics as specified in the Notification of the Securities and Exchange Commission on prohibited characteristics of securities business personnel
Possession of Prohibited Characteristics _______________ (Translation) -3- Part 1 Prohibited Characteristics _______________ Clause 3 Personnel in capital market industry shall not possess any prohibited
line with the target of the Company. Currently, the Company possess non-performing debt more than 146,000 million Baht which represent the Company to be one of the leading debt management of Thailand
over five years per period 2.1.2 Qualification of Approved Auditor An auditor to be granted approval by the SEC shall possess qualifications of an individual person and of the firm to
prepare and submit the report on its financial condition and operating results, that the company’s directors or executives possess the first or the second category of the untrustworthy characteristics as