securities trading orders were deemed as failure to perform the duties under Clause 23(3) and the prohibited characteristics of the personnel in the capital market business under Clause 31(1) of the
and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to appoint other person who qualifies as the personnel under the Notification of the Capital Market
. Constituting a connected transaction, and the amendment of the business on the agenda of the Extraordinary General Meeting of Shareholders No.1/2022 (First Amendment) 28/11/2022 17:42 The purchase of ordinary
to Private Placement, Acquisition and Disposal of Assets, and Date of the Extraordinary General Meeting of the Shareholders No. 1/2020 Remark: Data will be displayed within 3 years. Last updated on
Limited at the Meeting No. 17/2019, held on 3 December 2019, had adopted resolutions to report to the SET as follows: 1. Approve to propose that the extraordinary shareholders’ meeting No. 1/2020 consider
systems related to receiving and handling complaints, channels to communicate with customers as well as the number and ability of personnel for Bitkub to operate its business efficiently. DAB Act S.30
orders via mobile phone.Failure to keep a complete record of derivatives trading orders was in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market
future application for approval as personnel in capital market business shall not be accepted for five years. In any case, since Krungthai Zmico has already suspended her from the role of investment
Supervisory Board.* Therefore, SEC will not accept his future application for approval as personnel in the capital market business for a period of five years, effective from 25 February 2020. Investors are
order was in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore suspended {A} from his duty as the approved securities