each. The acceptance of the fine penalty by most of the offenders will be used to furtherance the merit of the SEC?s criminal complaint against Siwasit, Noppawan and Viroj. In addition, Kornyachath?s
SECURITIES AND EXCHANGE COMMISSION, THAILAND ANNUAL REPORT 2014ANNUAL REPORT 2014 CONTACT INFORMATION This report can be downloaded from www.sec.or.th For more information about this report, please contact: SECURITIES AND EXCHANGE COMMISSION, THAILAND 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak, Bangkok, Thailand 10900 Tel. 1207 or +66 2695 9999 e-mail: info@sec.or.th This 2014 Annual Report is about policies, strategies and performance of the SEC. We aim to supervise and develop the Thai...
.; Administrative sanction is a type of penalty prescribed in the Derivatives Act and the Trust for Transactions in Capital Market Act. It may be imposed on derivatives business operators, futures exchange
. Sittilarp to conceal the identity of the account user. 08/07/2022 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : - a civil
conceal the identity of the account user. 27/02/2023 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : - a civil monetary
identity of the account user. 27/02/2023 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : - a civil monetary penalty of
results showed the net earnings of 14.25 million Baht, which was a significant increase compared to the Q3/2014. 15/09/2017 agreed to comply with civil penalties determined by the Civil Penalty
's system. 06/06/2018 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : - a compensation of the benefit received from
statements through the SET's system. 06/06/2018 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : - a civil monetary penalty