Activity Report 61En INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2018 INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2018 Executive Summary....................................................................................02 Quality Assurance Review Panel........................................03 Activities for Enhancing Financial Reporting Quality.................................................................................................07 Summary of Audit Inspection Results A. Firm-Le...
Bonds Standard & Certification Scheme The Climate Bonds Initiative is an international investor-focused not-for-profit organisation. It was founded in 2010 to promote large-scale investments that will
empirically provides rational explanations for this phenomenon by investigating whether the incremental pricing effects are determined by future earnings uncertainty and firm fundamentals that are founded on
Secretary-General ]7 . . . . . . . . Mission and Goals The SEC has been founded on May 16, 1992 upon the promulgation of the Securities and Exchange Act B.E. 2535 (1992) (the SEC Act) with the primary
Teerawikawee Director Investment Management Supervision Department Mrs. Supan Poshyananda Director Legal Department SCE_Eng_p.1-16 10/29/04, 1:05 AM13 14 SCE_Eng_p.1-16 10/29/04, 1:05 AM14 15 The SEC was founded
general satisfactory score of 70 out of 100 and received exceptional results in the supervision of securities companies and asset management companies. We made a full score on mutual fund supervision. 5 In
Annual Report 2010 ANN UAL REPORT 2010 SECURITIES AND EXCHANGE COMMISSION, THAILAND ASEAN ECONOMIC COM MUN ITY Vision S = Setting High Standard E = Ethical C = Committed Pro = Professional Mission Core value: SEC-Pro The SEC develops and supervises the Thai capital market to ensure efficiency, fairness, transparency and integrity. The SEC is to establish the Thai capital market as an important alternative for investors and fund raisers with an efficient mechanism for investor empowerment and, in...