between 23/12/2022 and 06/09/2023 - a bar from serving as a director or executive in a securities issuing company between 23/12/2022 and 22/05/2024
of securities and derivatives trading between 03/03/2023 and 02/09/2025 - a bar from serving as a director or executive in a securities issuing company between 03/03
contracts on the Derivatives Exchange for 3 years from 15 December 2020; and a bar from serving as a director or executive in a securities issuing company or a securities company for 5 years from 15 December
; - a bar from serving as a director or executive in a securities issuing company between 30/07/2019 and 29/07/2029 - a bar from serving as a
Under the amendments, SEC has proposed to lift the limitations on unitholding which bar any person or any associated person from holding investment units in a mutual fund over one third of the
Board Member, Capital Market Supervisory Board Education Master of Laws (LLM), Thammasat University Barrister at Law of the Thai Bar Association Bachelor of Laws (LLB), Thammasat University
Barrister-at-Law of Gray’s Inn LL.B. (Second Class Honours, Upper Division) University of Wales, United Kingdom Barrister at Law, Thai Bar association Bachelor of Law, Thammasat University Current
committing the offense in an amount of 1,500,000.00 Baht - a civil monetary penalty of 1,875,000.00 Baht - a bar from serving as a director or
of 1,724,500.00 Baht - a bar from serving as a director or executive in a securities issuing company between 20/04/2022 and 19/04/2023