/2022 and 24/02/2023 - a bar from serving as a director or executive in a digital token http://market.sec.or.th/public/idisc/en/Enforce Criminal Complaint Filed with an Inquiry Official Dated 08/02
contracts on the Derivatives Exchange for 3 years from 15 December 2020; and a bar from serving as a director or executive in a securities issuing company or a securities company for 5 years from 15 December
of securities and derivatives trading between 03/03/2023 and 02/09/2025 - a bar from serving as a director or executive in a securities issuing company between 03/03
; - a bar from serving as a director or executive in a securities issuing company between 30/07/2019 and 29/07/2029 - a bar from serving as a
derivatives trading between 23/12/2022 and 06/09/2023 - a bar from serving as a director or executive in a securities issuing company between 23/12/2022 and 22/05/2024 
between 23/12/2022 and 06/09/2023 - a bar from serving as a director or executive in a securities issuing company between 23/12/2022 and 22/05/2024  
providers, to be able to operate their businesses with more liquidity and effectiveness. The regulations also help business providers to dedicate their resources into excellent and appropriate goods and
Under the amendments, SEC has proposed to lift the limitations on unitholding which bar any person or any associated person from holding investment units in a mutual fund over one third of the
committing the offense in an amount of 1,500,000.00 Baht - a civil monetary penalty of 1,875,000.00 Baht - a bar from serving as a director or
of 1,724,500.00 Baht - a bar from serving as a director or executive in a securities issuing company between 20/04/2022 and 19/04/2023