for the executives of the financial advisory unit; (2) Having passed the tests/training courses conducted by the Investment Banking club Independence of Financial Advisors FAs require
20T H ANNIVERSARY 1 Securities and Exchange Commission, Thailand Annual Report 2012 SEC ANNUAL REPORT 20122 THE YEAR OF CHANGE The year 2012 was the time for change to become the visionary partner whose balance between proactive and preventive approaches has led to stakeholders’ confidence in the Thai capital market. THE YEAR OF CHANGE 20T H ANNIVERSARY 1 02 MESSAGE FROM THE CHAiRMAN 04 MESSAGE FROM THE SECRETARY-GENERAl 06 SEC BOARd 09 CApiTAl MARkET SupERviSORY BOARd 12 ExECuTivE OFFiCERS 13 O...
recommendations on policy actions Thai regulators could take to ensure ESG reporting amongst Thai market companies remains relevant, and consistent with international norms. The assessments found good overall
Securities Analyst (CISA) or any other equivalent examinations approved by the Office and having work experience in securities investment, risk management relating to securities investment or securities
Analyst (CFA) or Certified Investment and Securities Analyst (CISA) or any other equivalent examinations approved by the Office and having work experience in securities investment, risk management relating
qualifications and work experiences: (a) having passed the Level 1 examination of Chartered Financial Analyst (CFA) or Certified Investment and Securities Analyst (CISA) or any other equivalent examinations
Level 1 examination of Chartered Financial Analyst (CFA) or Certified Investment and Securities Analyst (CISA) or any other equivalent examinations approved by the Office and having work experience in
to climate-related risks and opportunities. C2.2a Which risk types are considered in your organization's climate-related risk assessments? Financial Services Sector Questions C-FS2.2b Do you assess
required to show that the relevant low carbon assets operate in accordance with relevant national environmental laws and regulations (clause 4 of the Climate Bond Standard). Environmental Impact Assessments