intermediary shall arrange adequate protection for clients’ assets when it is responsible for them; (13) relations with regulators An intermediary shall deal with relevant regulators in utterly cooperative way
Exchange Act to regulators of auditors, or regulators of underlying goods or variables of derivatives contracts. The Securities
ก.ล.ต. ร่วมกับองค์กรกำกับดูแลการสอบบัญชีของมาเลเซีย สิงคโปร์ และอินโดนีเซีย จัดประชุม ASEAN Audit Regulators Group (AARG) Meeting โดยมีผู้สอบบัญชีจากสำนักงานสอบบัญชีชั้นนำของโลกร่วมหารือเกี่ยวกับกฎ
or https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8301 ASEAN Capital Markets Regulators Reiterate Strong Path towards Sustainable Capital Markets and Reaffirm Direction to Promote Sustainability
the reasonability of undertaking the transaction. It defines exact rental period, and the benefits that the Company receives are appropriate following the market condition. Thus, the transaction is
institutional investors in line with international practice.AIMC Chairperson Voravan Tarapoom said that on 24 January 2018, all AIMC members, 26 asset management companies to be exact, declared their intention to
impacts arising from limitations that prevent the exact amount of proceeds to be determined. This transaction is a desire and demand from minority shareholders who wish for the company to seek new
are the challenges from the ISSB sustainable finance standards that regulators and the private sectors must prepare for? What to consider to best transition to sustainable finance? 4. Investor
such as push selling or unsuitable distribution of financial products are found as a common area of concern arises in many jurisdictions, which poses challenge to the regulators. In this view, members
market regulators and relevant organizations from more than 140 member countries around the world. _______________________