selling under sub clause (2) or (3) of the first paragraph, shall be engaged in only if the securities company or its client, as the case may be, is a market maker or a major participating investor under
selling of ETF units by means of purchasing such securities from foreign exchange for delivery; Short selling under sub clause (2) or (3) of the first paragraph, shall be engaged in only if the securities
การปฏิบัติให้เป็นไปตามกฎหมายและกฎเกณฑ์ที่เกี่ยวข้อง มีการดำเนินกิจกรรมที่สอดคล้องกับเจตจำนงในเชิงกลยุทธ์ และสามารถสื่อสารให้ผู้มีส่วนได้เสียขององค์กรได้รับทราบ ระดับที่ 2 Engaged หมายถึงการแสดงให้เห็น
current customer base by modifying the rewards criteria to allow all-year redemption, launching automatic points accumulation through in-app purchase, and adding product options or special discounts that
any other persons, in any manner that is likely to cause a disadvantage to the client: (1) placing, modifying, or cancelling an order for purchase or sale of digital assets or derivatives related to
the client: (1) placing, modifying, or cancelling an order for purchase or sale of digital assets or derivatives related to such digital assets by taking advantage of doing so before the order of such
, the Company engaged an independent financial advisory to evaluate the fair value measurement of the investments by using income approach method and discounted cash flow to present value. As a result
subsidiaries engaged in businesses such as hotels and property management. We present the result of operations for such subsidiaries as discontinued operations for the years prior to the year in which these
independence policies apply. 14 Does the firm have any engagements where it acts as a principal auditor or accountant and another firm is engaged to perform segments of the engagement? If yes, describe how the
accountant and another firm is engaged to perform segments of the engagement? If yes, describe how the firm confirms the independence of such other firms 15 Any audit partners where they are employed