Approval for Undertaking of Derivatives Business (No. 2)
Approval for Undertaking of Derivatives Business (No. 3)
Re: Rules, Conditions and Procedures for Approval of Securitization Projects
The Approval of Personnel in the Capital Market Business
The Approval of Personnel in the Capital Market Business
scheme shall be filed with the SEC via the SEC Office and the SEC shall give recommendation and propose such scheme to the Minister for approval. The scheme shall be prepared with the details and
approval on the establishment of limited company or public limited company under the first paragraph within thirty days from the date receiving the SEC’s recommendation. Clause 4 Upon the Minister’s approval
approval on the establishment of limited company or public limited company under the first paragraph within thirty days from the date receiving the SEC’s recommendation. Clause 4 Upon the Minister’s approval
, Finance Minister by the SEC's recommendation prescribes type of legal entity eligible to apply for approval on establishment of limited company or public limited company to undertake securities business in
upon the recommendation of the SEC has the power to specify conditions with which the license holder shall be required to comply in the undertaking of the securities business. In cases where there has