specified by the SEC; (4) Have qualified major shareholders and management with no prohibited characteristics; (5) Have good and efficient management system; (6) Have efficient internal control procedures
......................................................................................................................... 9 A Spectrum of Engagement Intensity ................................................................................................................11 Effective Letter-Writing
?Plus Standards?. The overall Scheme is envisaged to bring greater efficiency and cost-saving for issuers undertaking cross-border offerings. The ASEAN Standards are based on the IOSCO2 standards on
disclosed in the platform for efficient portfolio management. SEC Secretary-General Vorapol Socatiyanurak said ?Bond Supermart? is one of bond market development projects initiated by the SEC and jointly
directors and containing at least details as specified in the provisions under Clause 8. The policy shall be reviewed on its efficiency and appropriateness at least once a year or promptly upon occurrence of
independent director, in the case of a central securities depository; (2) adopt an effective internal control system and an efficient, independent audit system. In addition, a securities clearing house shall
directions that focus on effective, timely and proactive integrated risk management (IRM), internal operation efficiency, maximized resource utilization, along with better IT systems, to ensure that we will
in the gross profit margin that expanded from 15.3% in the third quarter of 2018 to 16.4% in the third quarter of 2019 and more efficient cost management that caused selling and administrative expense