amendments are expected to enhance flexibility and industry adjustment to the fast changing market environment;3. Supervision of Mutual Fund Management: The mutual fund governance structure would be revised to
with a partner that places extra concerns over the environment and society in addition to corporate governance practices. 3. Increasingly, Thailand has become more concerned with the social and
with a partner that places extra concerns over the environment and society in addition to corporate governance practices. 3. Increasingly, Thailand has become more concerned with the social and
standards and (iii) sector peers. The timeline, baseline and trigger events are clearly disclosed for all KPIs. However, an intermediary target is disclosed for KPI 3 only. Bond Characteristics – The nature
and financial reporting. Participants at the meeting agreed this was a good opportunity to increase transparency on the value and relevance of audit in today?s increasingly complex business environment
and financial reporting. Participants at the meeting agreed this was a good opportunity to increase transparency on the value and relevance of audit in today?s increasingly complex business environment
and improvement of staff?s knowledge and skills in line with the changing environment will be a key approach to enhance operational efficiency and promote the SEC role as a learning organization. ?The
identity and business reputation of the client’s principal owners, key management, and those charged with its governance. · The nature of the client’s operations, including its business practices
, for example: - The identity and business reputation of the client’s principal owners, key management, and those charged with its governance. - The nature of the client’s operations, including its
nature of misconduct in the current market environment. Apart from market misconduct and civil penalty, there are additional provisions related to issuance of new types of securities and fund mobilization