, without or not complying with an order or consent given in writing by the client or any person authorized in writing by the client. Clause 6 A derivatives broker shall take actions as necessary in order for
with an order or consent given in writing by the client or any person authorized in writing by the client. Clause 6 A derivatives broker shall take actions as necessary in order for a client to obtain
Services. The service users who had intended to return the license was required to inform in writing within 10 May 2019. The request for a return of such license is considered a request to cancel the license
or return the assets according to the clients? order and notify to results of the matter to the SEC. The SEC has notified Cash2coin and SEADEX in writing of the required proceeding. In any case, the
from persons who were not the owners of the accounts or were not authorized in writing by the investors. Their acts caused damage to the clients during February – November 2018.The misconduct of the
ตามที่สถาบัน Future Investment Initiative Institute (FII) มีหนังสือเรียนเชิญ เลขาธิการ ก.ล.ต. เข้าร่วมเสวนาในหัวข้อ “Writing the Rules of Crypto” ในงานสัมมนานานาชาติ FII ครั้งที่ 6 เพื่อร่วมแลก
sanctions, the SEC will notify the public prosecutor in writing for filing the case with the Civil Court to seek a civil sanction with a maximum penalty as prescribed by law which shall not be lower than
group of persons with a number of not over 35 persons; (2) The private fund management company shall prepare the client's profile in writing (customer's profiles/ KYC); (3) The private fund management