ธุรกิจจัดการลงทุน (Rulebook for Asset Management) ASEAN Collective Investment Schemes (ASEAN CIS) ผู้ประกอบธุรกิจตัวกลาง (หลักทรัพย์/สัญญาซื้อขายฯ) ผู้ประกอบธุรกิจสินทรัพย์ดิจิทัล บุคลากรของผู้ประกอบธุรกิจ
Prescription of additional rules Calculation and announcement of net asset values (NAV) Procedures for incorrect pricing Sale and repurchase of investment units Preparation of mutual fund reports Scheme
the SEC Fund managers Mutual fund performance measurement Preparation of financial reports of mutual fund Prescription of additional rules Calculation and announcement of net asset values (NAV
reports of mutual fund Prescription of additional rules Calculation and announcement of net asset values (NAV) Procedures for incorrect pricing Sale and repurchase of investment units Preparation of mutual
reports of mutual fund Prescription of additional rules Calculation and announcement of net asset values (NAV) Procedures for incorrect pricing Sale and repurchase of investment units Preparation of mutual
Prescription of additional rules Calculation and announcement of net asset values (NAV) Procedures for incorrect pricing Sale and repurchase of investment units Preparation of mutual fund reports Scheme
the SEC Fund managers Mutual fund performance measurement Preparation of financial reports of mutual fund Prescription of additional rules Calculation and announcement of net asset values (NAV
supervision include duty performance of market participants such as securities issuers,approved securities/derivatives intermediaries , e.g., brokers, dealers and asset management companies, and the SEC
regulations - Qualifications of the Applicant for Approval as ASEAN Investment Analyst A Gathering of all Asset Management Regulations Regulated Entities ○ Licensing/Registration • Mutual
NAV or net asset value of the mutual fund; (2.2) A performance based management fee rate. (3) Fees on each sales or redemption of investment units collect from the unitholders. (4) The mutual fund