well progress in developing its computer system but so far technical issue is the most important problem due to securities companies? different internal software applications. As a result, there are
ensure their business continuity and, by extension, prevent impacts on price clearing and settlement and the overall market confidence. To prevent modern day crises and emergencies of different kinds
share knowledge and understanding as well as different views and opinions on reforming laws and regulations on the capital market enforced by SEC, under the Regulatory Guillotine Scheme, which aims to
careers and for those who are saving up for long term financial security, as they can choose to invest in different investment policies to suit their risk appetite.________________________
Bangkok, December 18, 2009 ? The SEC is inviting public comment on the draft amendment to the rules regarding procedure for sale of investment units suitable for investors with different risk
issued standards, which will affect bookkeeping systems of securities business operators in different degrees, are expected to become effective one after another from the year 2011 onwards. The seminar
any person directly or indirectly holding shares of securities company in excess of ten percent of voting shares of such company.Where a securities company issues shares with different voting rights
SEC has revised rules to make it easier for companies to engage in this business, for example, abolishing the rule requiring unit-selling agents to sell investment units of different management