, and the trading of transferable custody receipts (TCR) to ensure proper investor protection, convenient diversification of international portfolios and effective development of this type of financial
applying for a digital asset exchange licence.? The applicants failed to meet the approval criteria regarding important work systems. For example, the systems for custody of client assets and Know Your
Custody of Customer Assets of Licensed Derivatives Broker 22/12/2004 16/01/2005 Contact The Securities and Exchange Commission, Thailand 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak Bangkok 10900
areas such as customer-asset custody and Know Your Customer (KYC) / Customer Due Diligence (CDD) criteria, etc. These efforts will keep an appropriate balance between development and supervision in the
asset custody to institutional investors. Effectively, the proposed guidelines would level the playing field while maintaining an appropriate level of investor protection.In proposing these rules, the SEC
damage to digital asset investors and the public https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9892 SEC public hearing on proposed amendments to the regulations on custody of clients’ assets in
public hearing on proposed amendments to the regulations on custody of clients’ assets in digital asset businesses to enhance investor protection The SEC’s policy is to strengthen the oversight of digital
/News_Detail.aspx?SECID=9892 SEC public hearing on proposed amendments to the regulations on custody of clients’ assets in digital asset businesses to enhance investor protection The SEC’s policy is to strengthen the