accepts redemption of investment units. Nevertheless, delegation is permitted for the function of disseminating or distributing documents or advertisements produced by the securities company. Clause 14. In
, and enforce policies and procedures that clearly set forth guidelines for disseminating credit ratings that are the result or subject of credit rating actions and the related reports, and for when a
; Disseminating, researching, hearing, exchanging and promoting knowledge; Internal administration in the SEC Office and other activities as specified by the SEC Office. For more details of the purpose of the
of disseminating or distributing documents or advertisements produced by the securities company. Clause 18. In cases where it appears to the Office that the securities company fails to comply with the
delegate the function of advertising to a natural person appointed as an agent who sells or accepts redemption of investment units. Nevertheless, delegation is permitted for the function of disseminating or
on 9 August 2024 SEC files a criminal complaint against Zipmex and its former director and CEO for disseminating or certifying information potentially misleading in substance regarding digital asset
files a criminal complaint against Zipmex and its former director and CEO for disseminating or certifying information potentially misleading in substance regarding digital asset prices Building Confidence
alcohols market’s purchasing power has declined, even though, COVID-19 spreading trends to ease in some countries. On the supply side, Indonesia and Malaysia which are the major producers of fatty alcohols
community and other stakeholders. Principle 7.6 The board should ensure the effective use by the company of information technology in disseminating information. Guidelines 7.6.1 In addition to the company’s
selling of any securities ; (10) “ analysis of securities investment ” means an analysis of various data relating to securities to be used in advising or disseminating, whether directly or indirectly, the