relaxation is to provide Thai investors with professional, reliable advice for off-shore investments and prepare Thai capital market for the upcoming ASEAN linkage.2. Approval of securities business personnel

products or services being offered must be prominent. If containing a referral statement from others, furthermore, the source of the information must be reliable and clearly specified. In case of appointing

listed companies so that the financial reporting is reliable, of good quality from the very beginning, and meets the objectives.  SEC, as one of the stakeholders in financial reporting system, will apply

more transparent and reliable.?The SEC has been a member of IFIAR since September 2010. To be accepted as an IFIAR member, an audit oversight authority must demonstrate its independence from audit

Following a tip from a reliable source and SEC’s further inspection, SEC finds that Devere & Partners and Mr. Ian Mcintyre had operated securities brokerage and investment advisory businesses

1 ผลการรับฟังความคิดเห็นจากผู้เกี่ยวข้อง (hearing) หลักการ และร่างกฎกระทรวง เร่ือง การแก้ไขกฎกระทรวงเพื่อขจัดอุปสรรคในการขอใบอนุญาตธุรกิจหลักทรัพย์ เพื่อให้สอดคล้องกับนโยบาย ease of doing business 1

delivering an excellent customer experience in order to empower every customer’s life and business, we prioritize the offering of attentive and inclusive services as a trustworthy service provider. We can

rebranding campaign, the SEC has launched a new corporate logo symbolizing a friendly and modern identity:1) The blue font represents a trustworthy national institution, a key pillar for promoting economic

electronic voting in absentia, including the electronic distribution of proxy materials and reliable vote confirmation systems. In jurisdictions where private enforcement is weak, regulators should be in a

77.97 22.03 0.02% June 30, 201 8 inc 57 75 3 82 9 5 9 2 0 7% 3% % 18 % of Chang crease (decre 16.01% 26.97% 208.28% -11.13% -20.45% 128.39% -81% -9.81% -11.96% 9.45% -23.40% -83.90% ge ease)