Bangkok, 10 January 2017 ? The SEC has announced the three-year strategic plan (2017-2019), which focuses on driving the Thai capital market competitiveness with financial technology. The plan aims
, the SEC conducted further investigation and found that the aforesaid investment consultants who were TMB employees had failed to perform duties with responsibility and professional due care with regard
police regarding their investment with HashBX, the SEC has received complaints from the investors and found additional information. The SEC is gathering more facts in this matter and coordinating with
Following the client’s complaint regarding damage from block trading of single stock futures, the SEC’s further investigation revealed that during the month of October 2017, {A} failed to comply with
, then Chairman, CEO and a major shareholder of WHA, had released news to the public through two media publications issued on 27 October 2014 with the key message that WHA was negotiating a business deal
Bangkok, March 28, 2016 ? The SEC has filed a criminal complaint with the Economic Crime Suppression Division of the Royal Thai Police (ECD Police) against (1) News Network Corporation PCL. (NEWS
Bangkok, May 24, 2016 ? The SEC has ordered Electronics Industry Public Company Limited (EIC) to submit the annual financial statements for the year 2014, the quarterly financial statements for the first, second and third quarters of 2015, and the annual financial statements for the year 2015, which have all been audited and reviewed, and disclose such information to the public without delay.According to the auditor?s report, accounting policies were improperly used in the annual financial state...
with the transitional provisions, are allowed to operate their digital asset businesses.Five of them are seeking licenses to operate as digital asset exchanges:(1) Bitcoin Co., Ltd. (BX / website
further fine of Baht 500 each day starting from the next day of the judgment date until the company so complies. SEC Act S.56 and 199 Criminal Complaint Filed with an Inquiry Official Dated 27/01/2014
. This case is preclude by prescription. SEC Act S.56 and 199 Criminal Complaint Filed with an Inquiry Official Dated 04/02/2014