may affect investors. The SEC however will continue overseeing the testing of the system closely. The implementation of blockchain technology to support capital market processes under regulatory
various false claims regarding digital asset investment. Meanwhile, SEC has published the list of digital asset intermediaries allowed to continue their business operation on the condition to apply for a
SEC within 90 days (within 14 August 2018) to continue their business until an order to discontinue their businesses is given. Earlier, SEC disclosed the names of seven digital asset business operators
started their business before 27 November 2020 and plan to continue the business to submit an application for respective licenses within deadline on 24 February 2021. Those who have not commenced such
“Risk Factors” and separate different types of risk factors into different subsections. 3. In case of offering for sales of unusually risky debt securities, highlight the riskiness of securities on the
engagement performance and audit quality. For future plans, the SEC will continue to carry out the initiatives to strengthen the capability of all stakeholders. In 2020, a focus will be on proactive increase
composition and it is expected to begin delivery in Q2/2018. The construction of a new non-hazardous waste is completed and it is in the process of inspection and it is expected to start receiving waste in Q2
action could potentially cause more harm than good as auditing of listed companies is considered more risky due to its complexity and impact to the public while supervising these temporary staff to comply
Thailand’s macroprudential measures, will help reduce risky loans. Increasing bank reserves and relatively high levels of capital will continue to help banks to face challenges. Additionally, commercial banks
หรือมีความซับซ้อน (“risky / complex product”) (1) กรณีหน่วยลงทุนของกองทุนรวมที่มีการลงทุนแบบซับซ้อน ให้หมายถึง กองทุนรวมที่มีการลงทุนใน derivatives ที่มีกลยุทธ์แบบซับซ้อน (complex strategic investment