) assumes crucial roles starting from establishing a trust, to filing an application with the SEC for approval of an offer for sale of units of the trust, and to managing the trust.    Regulatory Summary

crucial, particularly in today’s investment world where advanced technology enables easy and instant access to a wide variety of investment options, including those innovative ones. In addition, publicity

capital market supervision is crucial and necessary. The regulations under this Notification set a standard for operation of securities clearing houses and central securities depositories so that their

important projects was the project to enhance the quality of Thai audit firms in the capital market whereby the SEC assisted small and medium-sized audit firms that were not members of the international audit

., 2014). As a consequence, CSR and firm value may have a negative relationship or no association at all. The conflicting results in previous research raise important questions on whether CSR activities can

companies where a critical mass of the board is preferred to be independent. There should be a sufficient mix of individuals with relevant knowledge, independence, competence, industry experience and

Objectives of practice guidelines for business continuity management The SEC provides this practice guidelines for being a guideline in practice through which covers a critical matter of business continuity

provides this practice guidelines for being a guideline in practice through which covers a critical matter of business continuity management that should be applied by each intermediary and for determining a

to promote the capital market as an important tool in financial planning. SEC has put in continuous efforts in providing knowledge regarding finance and investment to the investing public, ranging

SEC Secretary-General Ruenvadee Suwanmongkol said that bonds are an important mean of fund-raising that the business sector uses to create liquidity and expand their businesses, as well as use as