operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the https://www.sec.or.th/EN/Pages
that the customer has already borrowed securities and will be able to settle the securities by deadline. Moreover, in case of cover fail, customers have a convenient choice to borrow securities for
crime or as a channel to avoid inspection or seizure of assets by enforcement agency. In essence, the proposed amendments cover the following matters: (1) To specify “the digital asset
of gender equality. As a result of successful project implementation in 2022 with many parties interested to join, this year’s target groups have been expanded to cover those women in all listed
business obstacles, facilitate financial innovations, and conform to international standards. The proposed revisions cover the following areas: 1. Determination of eligible assets: The SEC will take a
order for her to trade securities through the client account for the benefit of herself, and signed on behalf of the client on transaction confirmation documents asked from the back office to cover up her
noted the extension of the ASEAN Debt Securities Disclosure Standards to cover issuances of plain debt securities under a debt issuance programme.The ACMF would like to extend its appreciation SSC Viet
Principles on Business and Human Rights (Principles). The Principles cover a key aspect of ESG responsibility/investment and echo the United Nations’ Sustainable Development Goals (SDGs). The Roadmap, industry
, most research reports currently available in the capital market mainly cover large-cap stocks. To increase the quantity and quality of research reports on listed companies, the SEC Board Meeting No. 5
cover direct and indirect GHG emission data + aggregated levels to cover for others selected topic specific data 16 • K-Strategy • Sustainable Development Framework and Policy • Environmental Management