9.58% which was the highest criteria but still less than 15% (based on financial statement ended June 30, 2019). Moreover, the counter party of the transaction was person/juristic person who was not the
the equity crowdfunding scheme and would confine individual exposure to ICOs, there are counter-arguments that this would overly restrict retail investors’ freedom to invest and the same could be said
financial instruments were derived from a variety of activities, including, derivative warrants (DWs), over-the-counter (OTC) derivatives, investments in debt and equity securities for the Company’s own
months is 6.59% which was the highest criteria but still less than 15% (based on financial statement ended March 31, 2020). In addition, the counter party of the transaction was person/juristic person who
director or executive of juristic person listed on the Securities Exchange or traded in any over-the-counter center who contravenes Section 307 308 309 310.) Q: What level of suspicion and severity of
repurchased. 8.3 The mutual fund management company shall accept all purchase or the redemption orders except for the following cases : (1) The Stock Exchange / the over-the-counter centers are unable to open
) ................................................................................................................................................................ 2. Type of the Applicant: Juristic person established under Thai Law Limited company Public limited company Stock Exchange of Thailand Over-the-counter trading center Association related
ที่จำกัด รวมทั้งอาจยังขาดความโปรงใส่ในด้านราคา เนื่องจากการซื้อขายส่วนใหญ่เกิดข้ึนใน ลักษณะ Over-the-counter ซึ่งเป็นการตกลงซื้อขายกันเอง ก.ล.ต. และ ตลาดหลักทรัพย์ฯ จึงเห็นโอกาสใน การสร้างตลาดรองของ