Decree on Special Purpose Juristic Persons for Securitization The Trust for Transactions in Capital Market Act Ministerial Regulations / Notifications Ministerial Regulations - SEC Act Ministerial
Narcotics Control Board (ONCB), etc.; Audit firms; Regulatory agencies relevant to local and foreign capital markets; Foreign regulatory agencies. In disclosing your personal data to other persons, the SEC
the registration certificate of juristic person / documents related to establishment of a group of persons; (7) Copy of the financial statements for the three most recent financial years or a copy of
Re: Operational Control and Information Technology Security of Securities Companies Whereas in these days securities companies widely accept information technology as an instrument for securities
managers, department directors and other persons with different titles but hold similar positions, who are responsible for the asset custody function https://publish.sec.or.th/nrs/2095pe.doc Translation or a