for the benefit of compliance with the requirement under this Notification. In case of having complied with such guideline, it shall be deemed that an intermediary has already complied with this
having improper manner on securities dealing, the Office may order such securities to amend, to act or to refrain from any act in compliance with this notification. Notified this 26th day of September 2000
Office may order such securities to amend, to act or to refrain from any act in compliance with this notification. Notified this 26th day of September 2000. (Tharin Nimmanheminta) Minister of the Ministry
securities to amend, to act or to refrain from any act in compliance with this notification. Notified this 26th day of September 2000. (Tharin Nimmanheminta) Minister of the Ministry of Finance Chairman of the
เลขาธิการสมาคม พร้อมด้วยนางพัชนี สินวัฒนาเจริญ ประธานกรรมการชมรมผู้ดูแลการปฏิบัติงานด้านหลักทรัพย์ (compliance club) และคณะกรรมการชมรม เพื่อหารือแนวทางในการพัฒนาและส่งเสริมการปฏิบัติหน้าที่ในการกำกับดูแลการ
Asphere Innovations Public Company Limited Asphere Innovations Public Company Limited (“AS”) offered newly issued securities to directors or employees which is not in compliance with rules
Management Discussion and Analysis Yearly Ending 31 Jan 2021 14/12/2020 18:21 Management Discussion and Analysis Quarter 3 Ending 31 Oct 2020 (amend) 14/12/2020 17:35 Management Discussion and Analysis Quarter
SEC is proposing to amend the SEA in the part related to the preparation and submission of interim financial statements of listed companies. The amendment would allow SEC to have more flexibility in
shall amend the trust instrument in compliance with such rules according to the procedures specified in the trust instrument or in accordance with the SEC Office’s order by virtue of Section 21 of the