Office of the Securities and Exchange Commission OrThor/Nor. 3/2542 Re: Code of Ethics for the Executives of the Securities Company 17/02/1999 6. Circular 2/2550 22/01/2007 7. Circular 4/2548
/2008 01/02/2008 15. Notification of the Office of the Securities and Exchange Commission 9/2548 13/07/2005 01/08/2005 16. Circular 15/2547 09/03/2004 17. Circular 4/2547 20/02/2004 18
29/06/2006 Report/Form (Notification of Securities and Exchange Commission) Audited Financial Statement (codified) (Synopsis) 30/06/2006 8. Circular 5/2543 29/02/2000 9. Circular 12
Market Business (Synopsis) 03/06/2014 01/07/2014 Circular SEC.ID (C) 15/2562 Guidelines Regarding Roles and Expectations of Directors of Securities Companies and Derivatives Business Operators 31/07
(Section 103, 104) |- Auditors |- Reporting |- Fees |- Related Circular Letter Marketing |- Approval and Standards Practice |- Code of Conduct |- Fees |- Related Circular Letter Fund Rating Agency
the Securities and Exchange Commission SorNor. 6/2542 22/03/1999 7. Circular 3/2552 13/05/2009 8. Circular 3/2551 11/02/2008 Contact The Securities and Exchange Commission, Thailand 333
/2008 01/03/2008 5. Notification of the Office of the Securities and Exchange Commission 62/2543 29/11/2000 01/01/2001 6. Circular 3/2552 13/05/2009 7. Circular 3/2551 11/02/2008 Contact