Office hereby issues the following regulations: Clause 1 In this Notification: “derivatives broker” means a person licensed to undertake derivatives business in the category of derivatives brokerage
Exchange Commission hereby issues the following regulations: Clause 1. The following notifications shall be repealed: (1) The Notification of the Securities and Exchange Commission No. KorNor. 40/2543 Re
44 and Section 64 of the Constitution of the Kingdom of Thailand so permit by virtue of law, the Securities and Exchange Commission hereby issues the following regulations: Clause 1. The following
to report our Q3 performance (Jan.2018- Mar.2018), which are differed over 20% compare to Q3 of same period of previous financial year as following: 1. Sales and Services decrease from 76.72 Million
for Sale of Debt Securities (Codified) _________________________ By virtue of Section 57(6) of the Securities and Exchange Act B.E. 2535 (1992), the SEC Office hereby issues the following regulations
of the following manners, for which the SEC shall specify the paid-up registered capital of at least one hundred million baht: (1) Keeping the client’s assets in its possession; (2) Investing in or
occasion of Navamindra Maharaj Day (13 October 2024), and King Chulalongkorn Memorial Day (23 October 2024), following the government’s encouragement for organizations to conduct charitable activities
financial cooperation. This meeting – following the signing of a Memorandum of Understanding (MoU) on Cooperation and Information Exchange between the SEC and FSC Korea – was held on 28 February 2024, at