client’s asset, which is independent from the securities trading unit or securities advisory unit, and must organize a good internal control system for the custody of client’s assets. Such system must at
commissions of the existing and new business groups for stimulate in sales and services. Including, the Company has organize the many important seminars and exhibitions, while this quarter no this expenses. As
jointly held with One Asset Management Co., Ltd. to equip our customers with knowledge about investment in international markets. We also collaborated with Lombard Odier to organize “Navigating the World in
began to improve, especially in the end 2022, resulting in more employees are working at the office. In addition, sales staff made more appointments to meet customers and began to organize more on- site
monitoring process and remediation plan. Looking ahead, the SEC will keep up the momentum of strengthening and developing stakeholders. In 2019, we will organize educating sessions on the impending financial
1 (-Translation-) Ref. No. IRS.025/2019 October 31, 2019 Subject Acquisition of Shares in Hello Bangkok LED Co, Ltd., which is an Assets Acquisition Transaction of the Company, Issuance and Offering of the Newly Issued Ordinary Shares of the Company through a Private Placement which is a Connected Transaction, Capital Reduction, Capital Increase, Entering into the Right to Sell Advertising Media Agreement which is a Connected Transaction, Appointment of the Independent Financial Advisor and Call...
them for exercising their duties as well as cooperating with the boards of directors in promoting the quality of financial reporting. In March, we collaborated with other regulatory bodies to organize