to certain types of personnel; for instance, wealth advisor who gives advice on asset allocation and selects suitable securities for individual client, investment analyst, and fund manager, in
} did not record a number of client's securities trading orders. Certain records found in the course of inspection indicated that he prepared the securities trading report for the client by using trading
Kasikorn Securities Plc., the SEC probed into {A}'s case and found certain communication record, which he later admitted, indicating that he had been authorized by his client to make securities trading
Finance Ministers at the upcoming meeting in April 2016 for endorsement. The Action Plan will drive the ACMF ' s objective of achieving an inter-connected, inclusive and resilient ASEAN capital market, to
to develop strategies to manage those risks so that they are climate resilient and able to cultivate opportunities arising from the transition to a low-carbon economy. This enables investors
(2) Data-Driven Services และ (3) Digital Resilient Infrastructure ที่ผ่านมา ก.ล.ต. ได้รับความร่วมมือเป็นอย่างดีจากทุกภาคส่วนทั้งภาครัฐและเอกชน ในการร่วมผลักดันและสนับสนุนการพัฒนาบริการดิจิทัลต่าง ๆ
-connected, inclusive and resilient ASEAN capital market. These key priorities are: (i) driving higher levels of transparency and disclosure; (ii) continuing with regulatory harmonization; (iii) intensifying
acquisition fee, as a result of the transfer of Central Pattana Public Company Limited Management’s Discussion and Analysis (MD&A) Page 7 of 16 CentralFestival Pattaya Beach (certain parts) and Hilton Pattaya
acquisition fee, as a result of the transfer of Central Pattana Public Company Limited Management’s Discussion and Analysis (MD&A) Page 7 of 16 CentralFestival Pattaya Beach (certain parts) and Hilton Pattaya
the Thai baht remained in line with those of other currencies in the region, close monitoring of short-term capital flows is necessary. The overall financial system remained stable and resilient to